Tide
Luxembourg City, Luxembourg
Full-time
6 days ago
ABOUT TIDE At Tide we help SMEs save time (and money) in the running of their businesses by not only offering business accounts and related…
Adzuna
Compliance Officer
Broadgate Search
Birmingham, UK
£45,000 – £50,000
10 days ago
Accounting & Finance Jobs
Skills & Technologies
ComplianceRegulatoryFinancial PlanningReporting
Job Description
Compliance Manager Financial Planning / Wealth Management Birmingham An established and growing independent financial planning firm in the West Midlands is seeking a Compliance Officer to support the business during continued growth. Key Responsibilities Monitor FCA regulatory requirements and advise senior management Compliance monitoring, risk assessments and reporting Oversight of client file reviews (high-risk in-house; low-risk outsourced) FCA reporting and maintenance of the FCA Directory…
Company & Role Analysis
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Private MedicalPension25+ Days HolidayStock OptionsLearning BudgetFlexible Hours
Culture & working style
Neutral 2–4 sentence summary of what working at this company is like, drawn from public reviews and press coverage. Tone, collaboration style, pace, benefits highlights.
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