Compliance Director

EXCLUSIVE | SMF16 & SMF17 COMPLIANCE DIRECTOR

Leeds | Hybrid | IFA / Wealth Management

Looking for your next Compliance leadership role — but want more than just another compliance position?

Phoenix Talent Partners is exclusively representing a forward-thinking, technology-led IFA business on an exciting growth journey.

This is a genuine opportunity to influence, develop and grow.

SMF16 & SMF17 responsibility

Compliance strategy, governance & oversight

Financial Crime responsibility

Compliance monitoring & regulatory controls

Genuine seat at the table

Opportunity to influence how AI & technology shape the future compliance function

Dedicated senior compliance leader providing mentoring & support

Long-term potential to develop towards CRO ABOUT YOU We're looking for a senior Compliance professional with:

Strong IFA / wealth management experience

SMF16 experience — or ready to step into it

Experience across Financial Crime & Governance

Strong understanding of IFA / wealth planning compliance controls

Level 4 Diploma in Financial Planning (or equivalent) — essential

Compliance qualification — desirable

A curious, collaborative and future-focused mindset

This is a flat, collaborative culture where everyone has a voice and your experience will genuinely help shape the business.

Competitive package & benefits

Leeds / Hybrid

Real career development & CRO potential

If you're ready for a role where you can make an impact rather than simply maintain the status quo, let's talk.

Exclusively represented by Phoenix Talent Partners | Confidential enquiries welcome.

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